L3VLUP
ProSign in

CAT in the 13F filings

Caterpillar Inc · CUSIP 149123101

Sector · IndustrialsTheme · Industrials and automation· L3VLUP-defined
Quarter
Q3 2026 · early filersQ2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023
Quarter end
30 Sep 2024
the date the book describes
Filed
5 Nov 2026
latest of these filings; the earliest 31 Oct 2024
Managers listing it
19
at least, of 95 tracked, among listed positions
Comparable managers
94
filed both Q2 2024 and Q3 2024; 16 listed it in both
Shares listed
32,160,424
combined, among listed positions
Reported value
$12.6bn
combined, at the quarter end

Among the 94 comparable managers: 7 buyers (opened or added shares) and 12 sellers (trimmed or exited), at least, among listed positions. Their net change in shares is not known from listed positions, because at least one of them lists it in only one of the two quarters.

Managers listing CAT in Q3 2024

Share of 13F value is the position’s reported value over everything the manager reported that quarter. The share change is against Q2 2024, and only where both filings list the position. A rise in value with no rise in shares is the price, not buying.

19 of 19 holders

ActionFiling
Capital World Investors17,486,258$6.8bn1.06%Trimmed-1,804,27713 Nov 2024 (the filing on sec.gov)
Fidelity (FMR LLC)4,853,946$1.9bn0.12%Trimmed-482,7955 Nov 2026 (the filing on sec.gov)
Invesco Ltd2,982,191$1.2bn0.23%Trimmed-212,25512 Nov 2024 (the filing on sec.gov)
Capital Research Global Investors1,727,193$676m0.14%Trimmed-3,77913 Nov 2024 (the filing on sec.gov)
D. E. Shaw & Co.1,358,727$531m0.46%Added+548,54614 Nov 2024 (the filing on sec.gov)
Neuberger Berman Group LLC1,072,369$419m0.33%Added+567,11814 Nov 2024 (the filing on sec.gov)
T. Rowe Price Associates Inc1,026,098$401munder 0.1%Trimmed-6,03714 Nov 2024 (the filing on sec.gov)
AllianceBernstein LP543,003$212m0.07%Added+9,81114 Nov 2024 (the filing on sec.gov)
Markel Group Inc318,750$125m1.12%Added+7,2501 Nov 2024 (the filing on sec.gov)
Squarepoint Ops LLC255,466$100m0.16%Trimmed-193,50514 Nov 2024 (the filing on sec.gov)
Jane Street Group LLC237,498$93munder 0.1%Trimmed-173,03715 Nov 2024 (the filing on sec.gov)
AQR Capital Management LLC128,336$50m0.07%Trimmed-127,26914 Nov 2024 (the filing on sec.gov)
Marshall Wace LLP62,096$24munder 0.1%Addedn.a.14 Nov 2024 (the filing on sec.gov)
Dodge & Cox42,276$17munder 0.1%Held013 Nov 2024 (the filing on sec.gov)
Tudor Investment Corp40,027$16m0.06%Newnew14 Nov 2024 (the filing on sec.gov)
ARK Investment Management LLC21,612$8.5m0.08%Trimmed-2,85631 Oct 2024 (the filing on sec.gov)
Harris Associates LP1,800$704kunder 0.1%Held014 Nov 2024 (the filing on sec.gov)
Winton Group Ltd1,498$586kunder 0.1%Trimmed-51,97112 Nov 2024 (the filing on sec.gov)
Caxton Associates LLP1,280$501kunder 0.1%Newnew14 Nov 2024 (the filing on sec.gov)

Largest increases and reductions, by shares

Q2 2024 to Q3 2024, among managers that listed it in both quarters or opened it.

Increases

Reductions

New positions and exits

At least these many: a manager is shown exiting only where its own filing shows the position gone.

New (2)

Exited (2)

Ownership over time

Every quarter on file. A quarter-end value moves with the price as well as with the shares held; buyers and sellers count comparable managers, by shares.
19 in Q3 2024 to 32 in Q2 2026

Tracked managers listing it, at least.

0102030402014201620182020202220242026
the quarter shown share split complete books; unmarked quarters rest on listed positionsClick a quarter to open it.
CAT by quarter
QuarterHoldersReported valueBuyersSellers
Q2 201311$2.8bnn.a.n.a.
Q3 201310$2.9bnn.a.n.a.
Q4 201316$4.4bnn.a.n.a.
Q1 201421$5.9bnn.a.n.a.
Q2 201417$7.0bnn.a.n.a.
Q3 201415$5.2bnn.a.n.a.
Q4 201423$4.6bnn.a.n.a.
Q1 201519$4.0bnn.a.n.a.
Q2 201515$4.9bnn.a.n.a.
Q3 201520$5.1bnn.a.n.a.
Q4 201521$5.8bnn.a.n.a.
Q1 201620$5.9bnn.a.n.a.
Q2 201618$6.4bnn.a.n.a.
Q3 201617$8.1bnn.a.n.a.
Q4 201615$8.4bnn.a.n.a.
Q1 201722$8.3bnn.a.n.a.
Q2 201724$9.2bnn.a.n.a.
Q3 201728$9.7bnn.a.n.a.
Q4 201725$11.1bnn.a.n.a.
Q1 201830$8.2bnn.a.n.a.
Q2 201830$7.1bnn.a.n.a.
Q3 201828$7.1bnn.a.n.a.
Q4 201823$4.9bnn.a.n.a.
Q1 201931$5.1bnn.a.n.a.
Q2 201923$3.9bnn.a.n.a.
Q3 201918$2.8bnn.a.n.a.
Q4 201919$4.0bnn.a.n.a.
Q1 202015$2.9bnn.a.n.a.
Q2 202022$3.6bnn.a.n.a.
Q3 202018$5.0bnn.a.n.a.
Q4 202027$8.6bnn.a.n.a.
Q1 202124$12.3bnn.a.n.a.
Q2 202133$10.0bnn.a.n.a.
Q3 202128$8.2bnn.a.n.a.
Q4 202129$8.4bnn.a.n.a.
Q1 202224$9.7bnn.a.n.a.
Q2 202226$8.4bnn.a.n.a.
Q3 202219$7.2bnn.a.n.a.
Q4 202228$11.8bnn.a.n.a.
Q1 202326$11.1bnn.a.n.a.
Q2 202328$11.6bnn.a.n.a.
Q3 202328$13.0bnn.a.n.a.
Q4 202321$13.3bn814
Q1 202420$15.5bn713
Q2 202424$11.7bn159
Q3 202419$12.6bn712
Q4 202420$11.4bn128
Q1 202526$7.3bn197
Q2 202528$8.4bn219
Q3 202531$16.6bn1715
Q4 202529$16.8bn1723
Q1 202628$18.9bn1724
Q2 202632$29.1bn1822

Compare with…

Holders over time, buyers and sellers, and the managers holding both, side by side for up to four stocks.

CAT and GE →CAT and LRCX →CAT and GEV →Choose a stock to compare with CAT →

How much of the picture this is

A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. It shows no shorts, cash, bonds or performance, and it is never today’s portfolio. Large books are listed to their largest positions, so a manager missing from this table may still hold a small position below that line. These are 95 tracked managers, not the institutional market.

Which funds own CAT, latest filings →Back to the 13F Explorer →