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CAT in the 13F filings

Caterpillar Inc · CUSIP 149123101

Sector · IndustrialsTheme · Industrials and automation· L3VLUP-defined
Quarter
Q3 2026 · early filersQ2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023
Quarter end
30 Jun 2026
the date the book describes
Filed
27 Oct 2026
latest of these filings; the earliest 31 Jul 2026
Managers listing it
38
at least, of 95 tracked, among listed positions
Comparable managers
91
filed both Q1 2026 and Q2 2026; 26 listed it in both
Shares listed
27,901,170
combined, among listed positions
Reported value
$29.4bn
combined, at the quarter end

AllianceBernstein LP. Values in this filing are at the previous quarter end's prices; its share count is the quarter end's.

Among the 91 comparable managers: 18 buyers (opened or added shares) and 22 sellers (trimmed or exited), at least, among listed positions. Their net change in shares was +484,671.

Managers listing CAT in Q2 2026

Share of 13F value is the position’s reported value over everything the manager reported that quarter. The share change is against Q1 2026, and only where both filings list the position. A rise in value with no rise in shares is the price, not buying.

38 of 38 holders

ActionFiling
T. Rowe Price Associates Inc6,171,628$6.6bn0.66%Added+589,61014 Aug 2026 (the filing on sec.gov)
Fidelity (FMR LLC)5,781,969$6.2bn0.27%Added+1,957,67613 Aug 2026 (the filing on sec.gov)
Invesco Ltd3,284,093$3.5bn0.28%Trimmed-565,50714 Aug 2026 (the filing on sec.gov)
Capital World Investors3,060,432$3.3bn0.38%Trimmed-483,50812 Aug 2026 (the filing on sec.gov)
Capital Research Global Investors2,198,729$2.3bn0.33%Trimmed-1,002,12012 Aug 2026 (the filing on sec.gov)
MFS Investment Management1,748,257$1.9bn0.60%Added+164,6923 Aug 2026 (the filing on sec.gov)
Wellington Management Group LLP1,144,800$1.2bn0.21%Added+26,07814 Aug 2026 (the filing on sec.gov)
Neuberger Berman Group LLC810,361$862m0.57%Trimmed-55,51827 Oct 2026 (the filing on sec.gov)
AllianceBernstein LP876,982$621m0.21%Added+42,81414 Aug 2026 (the filing on sec.gov)
AQR Capital Management LLC505,020$533m0.19%Added+238,05614 Aug 2026 (the filing on sec.gov)
Citadel Advisors LLC355,861$379munder 0.1%Added+46,3322 Sep 2026 (the filing on sec.gov)
Markel Group Inc328,650$350m2.67%Held031 Jul 2026 (the filing on sec.gov)
Jane Street Group LLC234,892$250munder 0.1%Added+202,25314 Aug 2026 (the filing on sec.gov)
Susquehanna International Group LLP207,310$221munder 0.1%Trimmed-33,93214 Aug 2026 (the filing on sec.gov)
Two Sigma Investments LP171,574$183m0.13%Trimmed-30,29614 Aug 2026 (the filing on sec.gov)
Acadian Asset Management LLC127,025$135m0.16%Trimmed-36,84413 Aug 2026 (the filing on sec.gov)
D. E. Shaw & Co.124,461$133m0.06%Added+71,05714 Aug 2026 (the filing on sec.gov)
Janus Henderson Group Ltd119,462$127m0.05%Added+3,94514 Aug 2026 (the filing on sec.gov)
Balyasny Asset Management LLC119,098$127m0.16%Trimmed-117,05114 Aug 2026 (the filing on sec.gov)
Woodline Partners LP100,798$107m0.33%Added+9,55714 Aug 2026 (the filing on sec.gov)
Walleye Capital LLC85,858$91m0.33%Added+75,8703 Aug 2026 (the filing on sec.gov)
Artisan Partners LP62,605$67m0.11%Trimmed-87,07813 Aug 2026 (the filing on sec.gov)
ARK Investment Management LLC56,008$60m0.39%Trimmed-2,57014 Aug 2026 (the filing on sec.gov)
Marshall Wace LLP51,689$55munder 0.1%Added+23,19013 Aug 2026 (the filing on sec.gov)
Freestone Grove Partners LP46,029$49m0.31%Trimmed-45,13514 Aug 2026 (the filing on sec.gov)
Page 1 of 2

Largest increases and reductions, by shares

Q1 2026 to Q2 2026, among managers that listed it in both quarters or opened it.

Increases

Reductions

New positions and exits

At least these many: a manager is shown exiting only where its own filing shows the position gone.

New (2)

Exited (4)

Ownership over time

Every quarter on file. A quarter-end value moves with the price as well as with the shares held; buyers and sellers count comparable managers, by shares.
19 in Q3 2024 to 32 in Q2 2026

Tracked managers listing it, at least.

0102030402014201620182020202220242026
the quarter shown share split complete books; unmarked quarters rest on listed positionsClick a quarter to open it.
CAT by quarter
QuarterHoldersReported valueBuyersSellers
Q2 201311$2.8bnn.a.n.a.
Q3 201310$2.9bnn.a.n.a.
Q4 201316$4.4bnn.a.n.a.
Q1 201421$5.9bnn.a.n.a.
Q2 201417$7.0bnn.a.n.a.
Q3 201415$5.2bnn.a.n.a.
Q4 201423$4.6bnn.a.n.a.
Q1 201519$4.0bnn.a.n.a.
Q2 201515$4.9bnn.a.n.a.
Q3 201520$5.1bnn.a.n.a.
Q4 201521$5.8bnn.a.n.a.
Q1 201620$5.9bnn.a.n.a.
Q2 201618$6.4bnn.a.n.a.
Q3 201617$8.1bnn.a.n.a.
Q4 201615$8.4bnn.a.n.a.
Q1 201722$8.3bnn.a.n.a.
Q2 201724$9.2bnn.a.n.a.
Q3 201728$9.7bnn.a.n.a.
Q4 201725$11.1bnn.a.n.a.
Q1 201830$8.2bnn.a.n.a.
Q2 201830$7.1bnn.a.n.a.
Q3 201828$7.1bnn.a.n.a.
Q4 201823$4.9bnn.a.n.a.
Q1 201931$5.1bnn.a.n.a.
Q2 201923$3.9bnn.a.n.a.
Q3 201918$2.8bnn.a.n.a.
Q4 201919$4.0bnn.a.n.a.
Q1 202015$2.9bnn.a.n.a.
Q2 202022$3.6bnn.a.n.a.
Q3 202018$5.0bnn.a.n.a.
Q4 202027$8.6bnn.a.n.a.
Q1 202124$12.3bnn.a.n.a.
Q2 202133$10.0bnn.a.n.a.
Q3 202128$8.2bnn.a.n.a.
Q4 202129$8.4bnn.a.n.a.
Q1 202224$9.7bnn.a.n.a.
Q2 202226$8.4bnn.a.n.a.
Q3 202219$7.2bnn.a.n.a.
Q4 202228$11.8bnn.a.n.a.
Q1 202326$11.1bnn.a.n.a.
Q2 202328$11.6bnn.a.n.a.
Q3 202328$13.0bnn.a.n.a.
Q4 202321$13.3bn814
Q1 202420$15.5bn713
Q2 202424$11.7bn159
Q3 202419$12.6bn712
Q4 202420$11.4bn128
Q1 202526$7.3bn197
Q2 202528$8.4bn219
Q3 202531$16.6bn1715
Q4 202529$16.8bn1723
Q1 202628$18.9bn1724
Q2 202632$29.1bn1822

Compare with…

Holders over time, buyers and sellers, and the managers holding both, side by side for up to four stocks.

CAT and GE →CAT and LRCX →CAT and GEV →Choose a stock to compare with CAT →

How much of the picture this is

A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. It shows no shorts, cash, bonds or performance, and it is never today’s portfolio. Large books are listed to their largest positions, so a manager missing from this table may still hold a small position below that line. These are 95 tracked managers, not the institutional market.

Which funds own CAT, latest filings →Back to the 13F Explorer →