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LPLA in the 13F filings

LPL Finl HLDGS Inc · CUSIP 50212V100

Sector · Other financial servicesTheme · Financial services· L3VLUP-defined
Quarter
Q3 2026 · early filersQ2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023
Quarter end
31 Dec 2023
the date the book describes
Filed
5 Nov 2026
latest of these filings; the earliest 2 Feb 2024
Managers listing it
16
at least, of 95 tracked, among listed positions
Comparable managers
93
filed both Q3 2023 and Q4 2023; 12 listed it in both
Shares listed
16,598,960
combined, among listed positions
Reported value
$3.8bn
combined, at the quarter end

Among the 93 comparable managers: 10 buyers (opened or added shares) and 8 sellers (trimmed or exited), at least, among listed positions. Their net change in shares is not known from listed positions, because at least one of them lists it in only one of the two quarters.

Managers listing LPLA in Q4 2023

Share of 13F value is the position’s reported value over everything the manager reported that quarter. The share change is against Q3 2023, and only where both filings list the position. A rise in value with no rise in shares is the price, not buying.

16 of 16 holders

ActionFiling
Janus Henderson Group Ltd2,843,632$647m0.39%Trimmed-235,13614 Feb 2024 (the filing on sec.gov)
Fidelity (FMR LLC)2,799,190$637munder 0.1%Added+526,2595 Nov 2026 (the filing on sec.gov)
T. Rowe Price Associates Inc2,456,051$559m0.08%Trimmed-169,45816 Feb 2024 (the filing on sec.gov)
Capital Research Global Investors2,208,188$503m0.12%Trimmed-125,88813 Feb 2024 (the filing on sec.gov)
Lone Pine Capital LLC1,840,114$419m3.62%Held014 Feb 2024 (the filing on sec.gov)
Millennium Management LLC1,199,445$273m0.12%Addedn.a.14 Feb 2024 (the filing on sec.gov)
D. E. Shaw & Co.998,839$227m0.20%Added+167,70514 Feb 2024 (the filing on sec.gov)
MFS Investment Management583,388$133munder 0.1%Added+15,0968 Feb 2024 (the filing on sec.gov)
Maverick Capital Ltd485,100$110m2.22%Newnew14 Feb 2024 (the filing on sec.gov)
Markel Group Inc426,386$97m1.06%Added+125,1222 Feb 2024 (the filing on sec.gov)
AllianceBernstein LP404,491$92munder 0.1%Trimmed-17,20814 Feb 2024 (the filing on sec.gov)
Renaissance Technologies LLC183,700$42m0.06%Addedn.a.13 Feb 2024 (the filing on sec.gov)
Man Group PLC92,096$21m0.06%Added+15,93614 Feb 2024 (the filing on sec.gov)
Bridgewater Associates LP42,799$9.7m0.05%Added+10,10514 Feb 2024 (the filing on sec.gov)
Schonfeld Strategic Advisors LLC27,437$6.2munder 0.1%Addedn.a.14 Feb 2024 (the filing on sec.gov)
PDT Partners LLC8,104$1.8m0.20%Trimmed-314 Feb 2024 (the filing on sec.gov)

Largest increases and reductions, by shares

Q3 2023 to Q4 2023, among managers that listed it in both quarters or opened it.

Increases

Reductions

New positions and exits

At least these many: a manager is shown exiting only where its own filing shows the position gone.

New (1)

Exited (3)

Ownership over time

Every quarter on file. A quarter-end value moves with the price as well as with the shares held; buyers and sellers count comparable managers, by shares.
23 in Q3 2024 to 20 in Q2 2026

Tracked managers listing it, at least.

01020302014201620182020202220242026
the quarter shown share split complete books; unmarked quarters rest on listed positionsClick a quarter to open it.
LPLA by quarter
QuarterHoldersReported valueBuyersSellers
Q2 20138$634mn.a.n.a.
Q3 20138$624mn.a.n.a.
Q4 20138$868mn.a.n.a.
Q1 201410$1.6bnn.a.n.a.
Q2 20147$1.2bnn.a.n.a.
Q3 20146$1.1bnn.a.n.a.
Q4 20144$683mn.a.n.a.
Q1 20153$611mn.a.n.a.
Q2 20157$702mn.a.n.a.
Q3 20154$545mn.a.n.a.
Q4 20153$514mn.a.n.a.
Q1 20163$310mn.a.n.a.
Q2 20162$173mn.a.n.a.
Q3 20163$363mn.a.n.a.
Q4 20168$108mn.a.n.a.
Q1 201711$382mn.a.n.a.
Q2 201710$749mn.a.n.a.
Q3 201710$821mn.a.n.a.
Q4 201712$959mn.a.n.a.
Q1 201814$1.2bnn.a.n.a.
Q2 201815$1.3bnn.a.n.a.
Q3 201811$1.1bnn.a.n.a.
Q4 201811$982mn.a.n.a.
Q1 201911$1.0bnn.a.n.a.
Q2 201915$1.2bnn.a.n.a.
Q3 201911$1.4bnn.a.n.a.
Q4 201913$1.6bnn.a.n.a.
Q1 202010$799mn.a.n.a.
Q2 202016$1.4bnn.a.n.a.
Q3 202012$1.6bnn.a.n.a.
Q4 202014$2.0bnn.a.n.a.
Q1 202115$2.5bnn.a.n.a.
Q2 202117$2.4bnn.a.n.a.
Q3 202114$2.7bnn.a.n.a.
Q4 202112$2.7bnn.a.n.a.
Q1 202216$3.6bnn.a.n.a.
Q2 202215$4.4bnn.a.n.a.
Q3 202218$4.8bnn.a.n.a.
Q4 202220$3.7bnn.a.n.a.
Q1 202319$3.6bnn.a.n.a.
Q2 202319$3.3bnn.a.n.a.
Q3 202320$3.7bnn.a.n.a.
Q4 202316$3.8bn108
Q1 202414$4.0bn410
Q2 202420$4.0bn109
Q3 202423$3.3bn186
Q4 202428$5.1bn1612
Q1 202527$5.8bn1812
Q2 202524$6.5bn1313
Q3 202517$6.1bn148
Q4 202519$7.3bn1919
Q1 202615$6.3bn2017
Q2 202620$5.3bn2312

Compare with…

Holders over time, buyers and sellers, and the managers holding both, side by side for up to four stocks.

LPLA and V →LPLA and AXP →LPLA and BAC →Choose a stock to compare with LPLA →

How much of the picture this is

A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. It shows no shorts, cash, bonds or performance, and it is never today’s portfolio. Large books are listed to their largest positions, so a manager missing from this table may still hold a small position below that line. These are 95 tracked managers, not the institutional market.

Which funds own LPLA, latest filings →Back to the 13F Explorer →