LPLA in the 13F filings

LPL Finl HLDGS Inc · CUSIP 50212V100

Sector · Other financial services Theme · Financial services· L3VLUP-defined

Quarter

Q3 2026 · early filers Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024 Q4 2023

Quarter end: 31 Mar 2026; the date the book describes
Filed: 27 Oct 2026; latest of these filings; the earliest 1 May 2026
Managers listing it: 29; at least, of 95 tracked, among listed positions
Comparable managers: 91; filed both Q4 2025 and Q1 2026; 14 listed it in both
Shares listed: 23,529,387; combined, among listed positions
Reported value: $7.2bn; combined, at the quarter end

AllianceBernstein LP. Values in this filing are at the previous quarter end's prices; its share count is the quarter end's.

Among the 91 comparable managers: 20 buyers (opened or added shares) and 17 sellers (trimmed or exited), at least, among listed positions. Their net change in shares was +869,908.

Managers listing LPLA in Q1 2026

Share of 13F value is the position’s reported value over everything the manager reported that quarter. The share change is against Q4 2025, and only where both filings list the position. A rise in value with no rise in shares is the price, not buying.

ActionShare of book at least

29 of 29 holders

				Action		Filing
Dodge & Cox	4,146,547	$1.2bn	0.69%	Added	+197,577	14 May 2026 (the filing on sec.gov)
MFS Investment Management	3,869,359	$1.2bn	0.39%	Added	+149,912	14 May 2026 (the filing on sec.gov)
Janus Henderson Group Ltd	3,666,780	$1.1bn	0.53%	Added	+289,227	18 May 2026 (the filing on sec.gov)
Capital World Investors	2,312,446	$696m	0.09%	Trimmed	-1,312,911	13 May 2026 (the filing on sec.gov)
Lone Pine Capital LLC	2,049,967	$617m	4.92%	Trimmed	-24,981	15 May 2026 (the filing on sec.gov)
AllianceBernstein LP	1,571,998	$561m	0.18%	Added	+372,654	15 May 2026 (the filing on sec.gov)
Fidelity (FMR LLC)	1,297,690	$390m	under 0.1%	Added	+632,711	15 May 2026 (the filing on sec.gov)
Citadel Advisors LLC	923,471	$278m	under 0.1%	Added	+567,025	15 May 2026 (the filing on sec.gov)
Millennium Management LLC	890,253	$268m	0.11%	Added	+585,543	15 May 2026 (the filing on sec.gov)
Markel Group Inc	559,951	$168m	1.41%	Held	0	1 May 2026 (the filing on sec.gov)
T. Rowe Price Associates Inc	498,623	$150m	under 0.1%	Added	+208,932	15 May 2026 (the filing on sec.gov)
Holocene Advisors LP	417,647	$126m	0.30%	Added	+55,283	15 May 2026 (the filing on sec.gov)
Invesco Ltd	349,011	$105m	under 0.1%	Trimmed	-165,676	12 May 2026 (the filing on sec.gov)
Wellington Management Group LLP	142,137	$43m	under 0.1%	Trimmed	-6,315	15 May 2026 (the filing on sec.gov)
Hudson Bay Capital Management LP	135,324	$41m	0.14%	Added	+55,227	13 May 2026 (the filing on sec.gov)
Neuberger Berman Group LLC	127,421	$38m	under 0.1%	Added	+122,264	27 Oct 2026 (the filing on sec.gov)
Renaissance Technologies LLC	120,540	$36m	0.06%	Added	+6,480	14 May 2026 (the filing on sec.gov)
Susquehanna International Group LLP	108,195	$33m	under 0.1%	Added	+65,510	15 May 2026 (the filing on sec.gov)
Jane Street Group LLC	98,615	$30m	under 0.1%	Added	+94,795	12 May 2026 (the filing on sec.gov)
Schonfeld Strategic Advisors LLC	89,762	$27m	0.19%	Added	+74,779	15 May 2026 (the filing on sec.gov)
Point72 Asset Management LP	50,643	$15m	under 0.1%	Added	+31,865	15 May 2026 (the filing on sec.gov)
AQR Capital Management LLC	32,925	$9.9m	under 0.1%	Added	+9,477	15 May 2026 (the filing on sec.gov)
Walleye Capital LLC	27,379	$8.2m	under 0.1%	Added	+25,911	13 May 2026 (the filing on sec.gov)
Squarepoint Ops LLC	20,456	$6.2m	under 0.1%	New	new	15 May 2026 (the filing on sec.gov)
Man Group PLC	11,821	$3.6m	under 0.1%	Trimmed	-15,399	15 May 2026 (the filing on sec.gov)

Page 1 of 2

Largest increases and reductions, by shares

Q4 2025 to Q1 2026, among managers that listed it in both quarters or opened it.

Increases

Fidelity (FMR LLC)existing position · 1,297,690 shares now+632,711
Millennium Management LLCexisting position · 890,253 shares now+585,543
Citadel Advisors LLCexisting position · 923,471 shares now+567,025
AllianceBernstein LPexisting position · 1,571,998 shares now+372,654
Janus Henderson Group Ltdexisting position · 3,666,780 shares now+289,227

Reductions

Capital World Investorsexisting position · 2,312,446 shares now-1,312,911
Invesco Ltdexisting position · 349,011 shares now-165,676
Woodline Partners LPexisting position · 3,122 shares now-70,424
Lone Pine Capital LLCexisting position · 2,049,967 shares now-24,981
Man Group PLCexisting position · 11,821 shares now-15,399

New positions and exits

At least these many: a manager is shown exiting only where its own filing shows the position gone.

New (2)

Squarepoint Ops LLC$6.2m
Winton Group Ltd$312k

Exited (9)

Third Point LLCwas $182m
Egerton Capital UK LLPwas $91m
Bridgewater Associates LPwas $42m
D. E. Shaw & Co.was $28m
Moore Capital Management LPwas $24m
Verition Fund Management LLCwas $16m
Marshall Wace LLPwas $3.5m
ExodusPoint Capital Management LPwas $893k
Two Sigma Investments LPwas $705k

Ownership over time

Every quarter on file. A quarter-end value moves with the price as well as with the shares held; buyers and sellers count comparable managers, by shares.

23 in Q3 2024 to 20 in Q2 2026

Tracked managers listing it, at least.

the quarter shown share split complete books; unmarked quarters rest on listed positionsClick a quarter to open it.

LPLA by quarter
Quarter	Holders	Reported value	Buyers	Sellers
Q2 2013	8	$634m	n.a.	n.a.
Q3 2013	8	$624m	n.a.	n.a.
Q4 2013	8	$868m	n.a.	n.a.
Q1 2014	10	$1.6bn	n.a.	n.a.
Q2 2014	7	$1.2bn	n.a.	n.a.
Q3 2014	6	$1.1bn	n.a.	n.a.
Q4 2014	4	$683m	n.a.	n.a.
Q1 2015	3	$611m	n.a.	n.a.
Q2 2015	7	$702m	n.a.	n.a.
Q3 2015	4	$545m	n.a.	n.a.
Q4 2015	3	$514m	n.a.	n.a.
Q1 2016	3	$310m	n.a.	n.a.
Q2 2016	2	$173m	n.a.	n.a.
Q3 2016	3	$363m	n.a.	n.a.
Q4 2016	8	$108m	n.a.	n.a.
Q1 2017	11	$382m	n.a.	n.a.
Q2 2017	10	$749m	n.a.	n.a.
Q3 2017	10	$821m	n.a.	n.a.
Q4 2017	12	$959m	n.a.	n.a.
Q1 2018	14	$1.2bn	n.a.	n.a.
Q2 2018	15	$1.3bn	n.a.	n.a.
Q3 2018	11	$1.1bn	n.a.	n.a.
Q4 2018	11	$982m	n.a.	n.a.
Q1 2019	11	$1.0bn	n.a.	n.a.
Q2 2019	15	$1.2bn	n.a.	n.a.
Q3 2019	11	$1.4bn	n.a.	n.a.
Q4 2019	13	$1.6bn	n.a.	n.a.
Q1 2020	10	$799m	n.a.	n.a.
Q2 2020	16	$1.4bn	n.a.	n.a.
Q3 2020	12	$1.6bn	n.a.	n.a.
Q4 2020	14	$2.0bn	n.a.	n.a.
Q1 2021	15	$2.5bn	n.a.	n.a.
Q2 2021	17	$2.4bn	n.a.	n.a.
Q3 2021	14	$2.7bn	n.a.	n.a.
Q4 2021	12	$2.7bn	n.a.	n.a.
Q1 2022	16	$3.6bn	n.a.	n.a.
Q2 2022	15	$4.4bn	n.a.	n.a.
Q3 2022	18	$4.8bn	n.a.	n.a.
Q4 2022	20	$3.7bn	n.a.	n.a.
Q1 2023	19	$3.6bn	n.a.	n.a.
Q2 2023	19	$3.3bn	n.a.	n.a.
Q3 2023	20	$3.7bn	n.a.	n.a.
Q4 2023	16	$3.8bn	10	8
Q1 2024	14	$4.0bn	4	10
Q2 2024	20	$4.0bn	10	9
Q3 2024	23	$3.3bn	18	6
Q4 2024	28	$5.1bn	16	12
Q1 2025	27	$5.8bn	18	12
Q2 2025	24	$6.5bn	13	13
Q3 2025	17	$6.1bn	14	8
Q4 2025	19	$7.3bn	19	19
Q1 2026	15	$6.3bn	20	17
Q2 2026	20	$5.3bn	23	12

Compare with…

Holders over time, buyers and sellers, and the managers holding both, side by side for up to four stocks.

LPLA and V →LPLA and AXP →LPLA and BAC →Choose a stock to compare with LPLA →

How much of the picture this is

A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. It shows no shorts, cash, bonds or performance, and it is never today’s portfolio. Large books are listed to their largest positions, so a manager missing from this table may still hold a small position below that line. These are 95 tracked managers, not the institutional market.

Which funds own LPLA, latest filings →Back to the 13F Explorer →

Provided for information purposes only, not financial advice. The holdings shown here and anything drawn from them are illustrative, produced from assumptions you control, and must not be relied on for any investment, financial or business decision. Read the full notice

Not advice, and not a recommendation. Everything L3VLUP publishes is provided for information purposes only. Nothing here is financial, investment, legal, tax or accounting advice, a personal recommendation, or an offer or solicitation to buy or sell any security or financial instrument. It takes no account of anyone’s objectives, financial situation or needs.

Not a regulated adviser. L3VLUP does not provide regulated financial services. Speak to a suitably qualified and regulated professional before acting on anything you read here.

Illustrative figures. Default values are plausible starting points chosen so a model has somewhere to begin. They are not data, not a view on any company, and not calibrated to anything. Outputs move with whatever you type in.

Third-party data. Where live figures appear they come from third parties, including public filings and market feeds. They may be delayed, incomplete, restated, mis-tagged at source or simply wrong, and their providers do not endorse or verify this page. Every figure links to where it came from. Check it there before relying on it. Past performance is not a guide to future performance.

Company names and logos. Names, tickers and logos are the trademarks of their owners and appear only to identify the company whose public figures are being used. L3VLUP is not affiliated with, sponsored by or endorsed by any company shown, none of them took part in preparing the exercise, and nothing here is a statement by or about any of them. See third-party names and marks.

No warranty, and limited liability. This page is provided “as is” without warranty of any kind. To the fullest extent permitted by law, L3VLUP accepts no liability for any loss or damage arising from use of, or reliance on, anything on it. Nothing in this notice limits any liability that cannot lawfully be limited.

Full terms: Information Purposes and No Advice · Terms