Holders over time
- ROK
- GE
| Quarter | ROK | GE |
|---|---|---|
| Q3 2020 | 19 holders, $1.3bn | none listed holders, n.a. |
| Q4 2020 | 16 holders, $1.7bn | none listed holders, n.a. |
| Q1 2021 | 12 holders, $1.4bn | none listed holders, n.a. |
| Q2 2021 | 12 holders, $2.6bn | none listed holders, n.a. |
| Q3 2021 | 18 holders, $2.8bn | 25 holders, $26.6bn |
| Q4 2021 | 15 holders, $3.8bn | 26 holders, $26.6bn |
| Q1 2022 | 15 holders, $2.6bn | 25 holders, $27.5bn |
| Q2 2022 | 12 holders, $1.5bn | 24 holders, $19.7bn |
| Q3 2022 | 13 holders, $2.0bn | 22 holders, $17.9bn |
| Q4 2022 | 14 holders, $2.6bn | 27 holders, $23.5bn |
| Q1 2023 | 15 holders, $3.3bn | 27 holders, $29.4bn |
| Q2 2023 | 17 holders, $4.4bn | 36 holders, $33.2bn |
| Q3 2023 | 17 holders, $3.3bn | 31 holders, $32.0bn |
| Q4 2023 | 22 holders, $2.7bn | 34 holders, $35.7bn |
| Q1 2024 | 14 holders, $2.6bn | 39 holders, $48.3bn |
| Q2 2024 | 11 holders, $2.5bn | 35 holders, $44.2bn |
| Q3 2024 | 12 holders, $2.6bn | 33 holders, $50.4bn |
| Q4 2024 | 13 holders, $3.3bn | 35 holders, $42.1bn |
| Q1 2025 | 16 holders, $2.7bn | 36 holders, $48.4bn |
| Q2 2025 | 21 holders, $3.7bn | 33 holders, $61.9bn |
| Q3 2025 | 18 holders, $3.0bn | 31 holders, $67.0bn |
| Q4 2025 | 17 holders, $3.2bn | 35 holders, $67.3bn |
| Q1 2026 | 17 holders, $2.5bn | 38 holders, $62.0bn |
| Q2 2026 | 15 holders, $3.0bn | 33 holders, $76.9bn |
Rockwell Automation Inc
- Holders
- 17
- Reported value
- $2.5bn
- Buyers
- 16
- Sellers
- 18
Breadth -2 among 91 comparable managers.
Ge Aerospace
- Holders
- 38
- Reported value
- $62.0bn
- Buyers
- 24
- Sellers
- 19
Breadth +5 among 91 comparable managers.
Who holds both, Q1 2026
Both (12)
Acadian Asset Management LLC, AllianceBernstein LP, Brevan Howard Capital Management LP, Bridgewater Associates LP, Caxton Associates LLP, GAMCO Investors Inc, Holocene Advisors LP, Invesco Ltd, Man Group PLC, Neuberger Berman Group LLC, T. Rowe Price Associates Inc, Woodline Partners LP
Only ROK (5)
Arrowstreet Capital LP, Balyasny Asset Management LLC, Markel Group Inc, Rokos Capital Management LLP, Tudor Investment Corp
Only GE (26)
AQR Capital Management LLC, ARK Investment Management LLC, Artisan Partners LP, Capital Research Global Investors, Capital World Investors, Citadel Advisors LLC, D. E. Shaw & Co., Dodge & Cox, ExodusPoint Capital Management LP, Fidelity (FMR LLC), Freestone Grove Partners LP, Janus Henderson Group Ltd, Marshall Wace LLP, MFS Investment Management, Millennium Management LLC, PDT Partners LLC, Quantbot Technologies LP, Renaissance Technologies LLC, Schonfeld Strategic Advisors LLC, Squarepoint Ops LLC, TCI Fund Management Ltd, Trian Fund Management LP, Voloridge Investment Management LLC, Walleye Capital LLC, Wellington Management Group LLP, and 1 more
How much of the picture this is
A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. Buyers and sellers count comparable managers (those that filed both quarters) by shares, so a rise in value with no rise in shares is the price. Large books are listed to their largest positions. These are 95 tracked managers, not the institutional market.