Holders over time
- RKT
- AXP
| Quarter | RKT | AXP |
|---|---|---|
| Q3 2020 | 3 holders, $244m | 24 holders, $25.7bn |
| Q4 2020 | 2 holders, $220m | 21 holders, $30.8bn |
| Q1 2021 | 4 holders, $75m | 24 holders, $36.9bn |
| Q2 2021 | 2 holders, $6.6m | 21 holders, $42.9bn |
| Q3 2021 | 3 holders, $30m | 26 holders, $42.0bn |
| Q4 2021 | 2 holders, $9.5m | 27 holders, $39.7bn |
| Q1 2022 | none listed holders, n.a. | 20 holders, $45.0bn |
| Q2 2022 | 1 holders, $15m | 36 holders, $33.2bn |
| Q3 2022 | 1 holders, $8.2m | 35 holders, $32.3bn |
| Q4 2022 | 2 holders, $24m | 35 holders, $34.4bn |
| Q1 2023 | 4 holders, $42m | 32 holders, $38.7bn |
| Q2 2023 | 3 holders, $36m | 30 holders, $40.1bn |
| Q3 2023 | 3 holders, $31m | 34 holders, $34.1bn |
| Q4 2023 | 4 holders, $102m | 28 holders, $42.5bn |
| Q1 2024 | 6 holders, $109m | 33 holders, $52.6bn |
| Q2 2024 | 8 holders, $119m | 31 holders, $52.6bn |
| Q3 2024 | 6 holders, $146m | 30 holders, $60.7bn |
| Q4 2024 | 5 holders, $33m | 26 holders, $65.8bn |
| Q1 2025 | 7 holders, $136m | 33 holders, $59.9bn |
| Q2 2025 | 10 holders, $406m | 29 holders, $69.4bn |
| Q3 2025 | 14 holders, $1.2bn | 30 holders, $70.8bn |
| Q4 2025 | 21 holders, $2.9bn | 31 holders, $77.2bn |
| Q1 2026 | 21 holders, $2.1bn | 33 holders, $61.2bn |
| Q2 2026 | 21 holders, $4.2bn | 30 holders, $65.4bn |
Rocket Cos Inc
- Holders
- 21
- Reported value
- $2.9bn
- Buyers
- 34
- Sellers
- 6
Breadth +28 among 92 comparable managers.
American Express Co
- Holders
- 31
- Reported value
- $77.2bn
- Buyers
- 17
- Sellers
- 22
Breadth -5 among 92 comparable managers.
Who holds both, Q4 2025
Both (7)
Balyasny Asset Management LLC, Brevan Howard Capital Management LP, First Eagle Investment Management LLC, Hudson Bay Capital Management LP, PDT Partners LLC, T. Rowe Price Associates Inc, Walleye Capital LLC
Only RKT (14)
Coatue Management LLC, Durable Capital Partners LP, Holocene Advisors LP, Marshall Wace LLP, Moore Capital Management LP, Point72 Asset Management LP, Schonfeld Strategic Advisors LLC, Soros Fund Management LLC, Third Point LLC, Tudor Investment Corp, Two Sigma Advisers LP, Two Sigma Investments LP, ValueAct Holdings LP, Winton Group Ltd
Only AXP (24)
AllianceBernstein LP, AQR Capital Management LLC, Artisan Partners LP, Berkshire Hathaway Inc, Bridgewater Associates LP, Capital Research Global Investors, Capital World Investors, Caxton Associates LLP, Dodge & Cox, Element Capital Management LLC, ExodusPoint Capital Management LP, Fidelity (FMR LLC), GAMCO Investors Inc, Harris Associates LP, Invesco Ltd, Janus Henderson Group Ltd, Man Group PLC, Markel Group Inc, MFS Investment Management, Neuberger Berman Group LLC, Ruane Cunniff & Goldfarb LP, Squarepoint Ops LLC, Wellington Management Group LLP, Woodline Partners LP
How much of the picture this is
A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. Buyers and sellers count comparable managers (those that filed both quarters) by shares, so a rise in value with no rise in shares is the price. Large books are listed to their largest positions. These are 95 tracked managers, not the institutional market.