Holders over time
- RIO
- LIN
| Quarter | RIO | LIN |
|---|---|---|
| Q3 2020 | 11 holders, $762m | none listed holders, n.a. |
| Q4 2020 | 9 holders, $867m | none listed holders, n.a. |
| Q1 2021 | 10 holders, $1.1bn | none listed holders, n.a. |
| Q2 2021 | 8 holders, $1.5bn | none listed holders, n.a. |
| Q3 2021 | 10 holders, $1.4bn | none listed holders, n.a. |
| Q4 2021 | 11 holders, $1.8bn | none listed holders, n.a. |
| Q1 2022 | 12 holders, $2.8bn | none listed holders, n.a. |
| Q2 2022 | 12 holders, $1.9bn | none listed holders, n.a. |
| Q3 2022 | 17 holders, $2.1bn | none listed holders, n.a. |
| Q4 2022 | 13 holders, $3.0bn | none listed holders, n.a. |
| Q1 2023 | 14 holders, $2.8bn | 40 holders, $29.9bn |
| Q2 2023 | 17 holders, $2.5bn | 35 holders, $30.7bn |
| Q3 2023 | 16 holders, $2.7bn | 31 holders, $30.1bn |
| Q4 2023 | 15 holders, $3.2bn | 32 holders, $32.7bn |
| Q1 2024 | 12 holders, $2.3bn | 27 holders, $34.3bn |
| Q2 2024 | 8 holders, $2.2bn | 28 holders, $30.5bn |
| Q3 2024 | 9 holders, $2.2bn | 23 holders, $32.2bn |
| Q4 2024 | 7 holders, $1.3bn | 32 holders, $28.9bn |
| Q1 2025 | 11 holders, $1.2bn | 32 holders, $31.9bn |
| Q2 2025 | 11 holders, $684m | 31 holders, $31.8bn |
| Q3 2025 | 6 holders, $384m | 28 holders, $31.5bn |
| Q4 2025 | 5 holders, $499m | 36 holders, $30.2bn |
| Q1 2026 | 7 holders, $681m | 35 holders, $37.0bn |
| Q2 2026 | 10 holders, $573m | 34 holders, $40.4bn |
Rio Tinto
- Holders
- 9
- Reported value
- $2.2bn
- Buyers
- 5
- Sellers
- 4
Breadth +1 among 94 comparable managers.
Linde PLC
- Holders
- 23
- Reported value
- $32.2bn
- Buyers
- 6
- Sellers
- 15
Breadth -9 among 94 comparable managers.
Who holds both, Q3 2024
Both (4)
Capital World Investors, Dodge & Cox, Neuberger Berman Group LLC, Wellington Management Group LLP
Only RIO (5)
Baillie Gifford & Co, Bridgewater Associates LP, D. E. Shaw & Co., Quantbot Technologies LP, Steadfast Capital Management LP
Only LIN (19)
AllianceBernstein LP, AQR Capital Management LLC, Artisan Partners LP, Capital Research Global Investors, Davidson Kempner Capital Management LP, Fidelity (FMR LLC), First Eagle Investment Management LLC, Holocene Advisors LP, Invesco Ltd, Janus Henderson Group Ltd, Man Group PLC, Markel Group Inc, Marshall Wace LLP, MFS Investment Management, Renaissance Technologies LLC, Schonfeld Strategic Advisors LLC, T. Rowe Price Associates Inc, Tybourne Capital Management HK Ltd, Walleye Capital LLC
How much of the picture this is
A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. Buyers and sellers count comparable managers (those that filed both quarters) by shares, so a rise in value with no rise in shares is the price. Large books are listed to their largest positions. These are 95 tracked managers, not the institutional market.