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LPLA · AXP in the 13F filings

Two to four stocks side by side among the 95 tracked managers: who lists them, how that has moved, who bought and sold in a quarter, and which managers hold more than one.

LPLAAXP
Quarter
Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023

Holders over time

Tracked managers listing each stock every quarter, at least, or their combined reported value. A gap is a quarter in which no tracked manager listed it. Click a quarter to compare there.
  • LPLA
  • AXP
010203040202120222023202420252026
Holders and value by quarter
QuarterLPLAAXP
Q3 202012 holders, $1.6bn24 holders, $25.7bn
Q4 202014 holders, $2.0bn21 holders, $30.8bn
Q1 202115 holders, $2.5bn24 holders, $36.9bn
Q2 202117 holders, $2.4bn21 holders, $42.9bn
Q3 202114 holders, $2.7bn26 holders, $42.0bn
Q4 202112 holders, $2.7bn27 holders, $39.7bn
Q1 202216 holders, $3.6bn20 holders, $45.0bn
Q2 202215 holders, $4.4bn36 holders, $33.2bn
Q3 202218 holders, $4.8bn35 holders, $32.3bn
Q4 202220 holders, $3.7bn35 holders, $34.4bn
Q1 202319 holders, $3.6bn32 holders, $38.7bn
Q2 202319 holders, $3.3bn30 holders, $40.1bn
Q3 202320 holders, $3.7bn34 holders, $34.1bn
Q4 202316 holders, $3.8bn28 holders, $42.5bn
Q1 202414 holders, $4.0bn33 holders, $52.6bn
Q2 202420 holders, $4.0bn31 holders, $52.6bn
Q3 202423 holders, $3.3bn30 holders, $60.7bn
Q4 202428 holders, $5.1bn26 holders, $65.8bn
Q1 202527 holders, $5.8bn33 holders, $59.9bn
Q2 202524 holders, $6.5bn29 holders, $69.4bn
Q3 202517 holders, $6.1bn30 holders, $70.8bn
Q4 202519 holders, $7.3bn31 holders, $77.2bn
Q1 202615 holders, $6.3bn33 holders, $61.2bn
Q2 202620 holders, $5.3bn30 holders, $65.4bn
LPLA

LPL Finl HLDGS Inc

Holders
23
Reported value
$3.3bn
Buyers
18
Sellers
6

Breadth +12 among 94 comparable managers.

Other financial servicesFinancial services · L3VLUP
AXP

American Express Co

Holders
30
Reported value
$60.7bn
Buyers
16
Sellers
12

Breadth +4 among 94 comparable managers.

Other financial servicesFinancial services · L3VLUP

Who holds both, Q3 2024

Among the 39 tracked managers listing any of them. "Only" is about listed positions: a manager may hold the other below its listed range.

Only LPLA (9)

Hudson Bay Capital Management LP, Lone Pine Capital LLC, Marshall Wace LLP, Maverick Capital Ltd, Point72 Asset Management LP, Schonfeld Strategic Advisors LLC, Third Point LLC, Tybourne Capital Management HK Ltd, Winton Group Ltd

Only AXP (16)

Acadian Asset Management LLC, AllianceBernstein LP, AQR Capital Management LLC, Arrowstreet Capital LP, Artisan Partners LP, Balyasny Asset Management LLC, Berkshire Hathaway Inc, Capital Research Global Investors, D. E. Shaw & Co., First Eagle Investment Management LLC, GAMCO Investors Inc, Invesco Ltd, Neuberger Berman Group LLC, Ruane Cunniff & Goldfarb LP, Walleye Capital LLC, Wellington Management Group LLP

How much of the picture this is

A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. Buyers and sellers count comparable managers (those that filed both quarters) by shares, so a rise in value with no rise in shares is the price. Large books are listed to their largest positions. These are 95 tracked managers, not the institutional market.

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