Holders over time
- RIO
- LIN
| Quarter | RIO | LIN |
|---|---|---|
| Q3 2020 | 11 holders, $762m | none listed holders, n.a. |
| Q4 2020 | 9 holders, $867m | none listed holders, n.a. |
| Q1 2021 | 10 holders, $1.1bn | none listed holders, n.a. |
| Q2 2021 | 8 holders, $1.5bn | none listed holders, n.a. |
| Q3 2021 | 10 holders, $1.4bn | none listed holders, n.a. |
| Q4 2021 | 11 holders, $1.8bn | none listed holders, n.a. |
| Q1 2022 | 12 holders, $2.8bn | none listed holders, n.a. |
| Q2 2022 | 12 holders, $1.9bn | none listed holders, n.a. |
| Q3 2022 | 17 holders, $2.1bn | none listed holders, n.a. |
| Q4 2022 | 13 holders, $3.0bn | none listed holders, n.a. |
| Q1 2023 | 14 holders, $2.8bn | 40 holders, $29.9bn |
| Q2 2023 | 17 holders, $2.5bn | 35 holders, $30.7bn |
| Q3 2023 | 16 holders, $2.7bn | 31 holders, $30.1bn |
| Q4 2023 | 15 holders, $3.2bn | 32 holders, $32.7bn |
| Q1 2024 | 12 holders, $2.3bn | 27 holders, $34.3bn |
| Q2 2024 | 8 holders, $2.2bn | 28 holders, $30.5bn |
| Q3 2024 | 9 holders, $2.2bn | 23 holders, $32.2bn |
| Q4 2024 | 7 holders, $1.3bn | 32 holders, $28.9bn |
| Q1 2025 | 11 holders, $1.2bn | 32 holders, $31.9bn |
| Q2 2025 | 11 holders, $684m | 31 holders, $31.8bn |
| Q3 2025 | 6 holders, $384m | 28 holders, $31.5bn |
| Q4 2025 | 5 holders, $499m | 36 holders, $30.2bn |
| Q1 2026 | 7 holders, $681m | 35 holders, $37.0bn |
| Q2 2026 | 10 holders, $573m | 34 holders, $40.4bn |
Rio Tinto
- Holders
- 15
- Reported value
- $3.2bn
- Buyers
- 10
- Sellers
- 4
Breadth +6 among 93 comparable managers.
Linde PLC
- Holders
- 32
- Reported value
- $32.7bn
- Buyers
- 17
- Sellers
- 14
Breadth +3 among 93 comparable managers.
Who holds both, Q4 2023
Both (9)
Acadian Asset Management LLC, Bridgewater Associates LP, Capital Research Global Investors, Capital World Investors, Dodge & Cox, ExodusPoint Capital Management LP, Hudson Bay Capital Management LP, Neuberger Berman Group LLC, Wellington Management Group LLP
Only RIO (6)
Arrowstreet Capital LP, Baillie Gifford & Co, Citadel Advisors LLC, Farallon Capital Management LLC, Point72 Asset Management LP, Quantbot Technologies LP
Only LIN (23)
AllianceBernstein LP, AQR Capital Management LLC, Artisan Partners LP, Balyasny Asset Management LLC, D. E. Shaw & Co., Davidson Kempner Capital Management LP, Eisler Capital Management Ltd, Fidelity (FMR LLC), First Eagle Investment Management LLC, Holocene Advisors LP, Invesco Ltd, Jane Street Group LLC, Janus Henderson Group Ltd, Man Group PLC, Markel Group Inc, Maverick Capital Ltd, MFS Investment Management, Millennium Management LLC, Schonfeld Strategic Advisors LLC, Susquehanna International Group LLP, T. Rowe Price Associates Inc, Tudor Investment Corp, Tybourne Capital Management HK Ltd
How much of the picture this is
A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. Buyers and sellers count comparable managers (those that filed both quarters) by shares, so a rise in value with no rise in shares is the price. Large books are listed to their largest positions. These are 95 tracked managers, not the institutional market.