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NU · AXP in the 13F filings

Two to four stocks side by side among the 95 tracked managers: who lists them, how that has moved, who bought and sold in a quarter, and which managers hold more than one.

NUAXP
Quarter
Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023

Holders over time

Tracked managers listing each stock every quarter, at least, or their combined reported value. A gap is a quarter in which no tracked manager listed it. Click a quarter to compare there.
  • NU
  • AXP
010203040202120222023202420252026
Holders and value by quarter
QuarterNUAXP
Q3 2020none listed holders, n.a.24 holders, $25.7bn
Q4 2020none listed holders, n.a.21 holders, $30.8bn
Q1 2021none listed holders, n.a.24 holders, $36.9bn
Q2 2021none listed holders, n.a.21 holders, $42.9bn
Q3 2021none listed holders, n.a.26 holders, $42.0bn
Q4 202110 holders, $5.1bn27 holders, $39.7bn
Q1 20229 holders, $4.2bn20 holders, $45.0bn
Q2 20229 holders, $1.6bn36 holders, $33.2bn
Q3 202212 holders, $1.8bn35 holders, $32.3bn
Q4 202214 holders, $2.4bn35 holders, $34.4bn
Q1 202315 holders, $2.9bn32 holders, $38.7bn
Q2 202322 holders, $5.4bn30 holders, $40.1bn
Q3 202325 holders, $6.2bn34 holders, $34.1bn
Q4 202327 holders, $7.0bn28 holders, $42.5bn
Q1 202429 holders, $11.6bn33 holders, $52.6bn
Q2 202430 holders, $13.2bn31 holders, $52.6bn
Q3 202421 holders, $12.2bn30 holders, $60.7bn
Q4 202425 holders, $9.0bn26 holders, $65.8bn
Q1 202521 holders, $8.6bn33 holders, $59.9bn
Q2 202532 holders, $11.4bn29 holders, $69.4bn
Q3 202533 holders, $13.2bn30 holders, $70.8bn
Q4 202533 holders, $13.7bn31 holders, $77.2bn
Q1 202626 holders, $10.3bn33 holders, $61.2bn
Q2 202623 holders, $9.8bn30 holders, $65.4bn
NU

Nu HLDGS LTD

Holders
27
Reported value
$7.0bn
Buyers
11
Sellers
15

Breadth -4 among 93 comparable managers.

Other financial servicesFinancial services · L3VLUP
AXP

American Express Co

Holders
28
Reported value
$42.5bn
Buyers
11
Sellers
16

Breadth -5 among 93 comparable managers.

Other financial servicesFinancial services · L3VLUP

Who holds both, Q4 2023

Among the 46 tracked managers listing any of them. "Only" is about listed positions: a manager may hold the other below its listed range.

Only NU (18)

ARK Investment Management LLC, Baillie Gifford & Co, Capital Research Global Investors, Capital World Investors, Coatue Management LLC, D1 Capital Partners LP, Dragoneer Investment Group LLC, Marshall Wace LLP, Maverick Capital Ltd, PDT Partners LLC, Quantbot Technologies LP, Renaissance Technologies LLC, Tiger Global Management LLC, Two Sigma Advisers LP, Verition Fund Management LLC, Voloridge Investment Management LLC, Whale Rock Capital Management LLC, Woodline Partners LP

Only AXP (19)

AllianceBernstein LP, AQR Capital Management LLC, Balyasny Asset Management LLC, Brevan Howard Capital Management LP, Caxton Associates LLP, Dodge & Cox, Eisler Capital Management Ltd, Fidelity (FMR LLC), First Eagle Investment Management LLC, GAMCO Investors Inc, Harris Associates LP, Janus Henderson Group Ltd, Man Group PLC, Markel Group Inc, MFS Investment Management, Neuberger Berman Group LLC, Schonfeld Strategic Advisors LLC, Squarepoint Ops LLC, Wellington Management Group LLP

How much of the picture this is

A 13F is a manager’s long US-listed equity book at a quarter end, filed up to 45 days later. Buyers and sellers count comparable managers (those that filed both quarters) by shares, so a rise in value with no rise in shares is the price. Large books are listed to their largest positions. These are 95 tracked managers, not the institutional market.

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