L3VLUP

Non-Participating Preferred

Preferred stock whose holder must choose at exit between the liquidation preference and converting to common for a pro rata share, and cannot have both. The choice flips where the pro rata share equals the preference: with a 1x preference on a 20% stake, at five times the money invested. Below that the holder is paid the same whatever the price, which founders call the dead zone.

How a startup is financed · 16 of 26Next: Participating Preferred

Practise it

The same cheque written six ways: common, non-participating preferred, participating preferred with and without a cap, a SAFE still unconverted and a convertible note. Slide the exit value and watch who gets paid, in what order, and where each instrument converts.

Open Exit Waterfall Lab, free, 12 min

Where Non-Participating Preferred comes up

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Related Venture Capital terms

How a startup is financed: keep going

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